Tag Archives: Audit

Blogging about Internal Audit (10 tips)

A looooooong time ago, Leeann asked me to write a post about blogging about internal audit, so here goes. Most of this post applies to blogging on any subject, too.

First of all, there is a dearth of good internal audit blogs, and even less good IT audit blogs. So if you’re thinking about, we sure could use you in the blogsphere!

Writing a blog is hard work, and you often get tired of it. Life finds a way to get in the way.¬†This is my 11th year of the blog (see the first post here), which, ironically, was written by skyyler. Fortunately, we’ve gotten better since that first year.

Blogging about internal audit is like a moon shining in a dark place… here’s my 10 tips…

Continue reading

5 Comments

Filed under Audit, Blogging

Mack-the-Auditor Gets Audited! Part 2

Review ACL log

This is the second of 3 posts; this post describes the audit, some speed bumps, and the audit results.

Read the first post here, which provides the background on the audit and the audit’s scope.

Continue reading

1 Comment

Filed under ACL, Audit, Case Files, Data Analytics, Scripting (ACL)

Mack-the-Auditor Gets Audited! Part 1

Review ACL logUsually, I’m the one doing the auditing, but this time, I (Mack) was the one who was audited.

It was a great experience for me.

Well, sort of. No one likes being audited (ahem). But it gave me a fresh perspective of how others feel when I audit them.

This is the first of 3 posts; this post contains some background info on the project that was audited, and the second one discusses the audit and the results, and in the third post, I describe my perspective on the whole thing, and some takeaways.

Continue reading

1 Comment

Filed under ACL, Audit, Case Files, Data Analytics, Scripting (ACL)

Auditor Struggles, Part 4

This is Part 4 of a Case File series that describes how real auditors tried to apply questionable methods to auditing and data profiling. See Part 1, Part 2, Part 3.

Does the Process X team provide metrics around their process?” I asked.

“Yes,” the most senior auditor replied, showing me the web page where the Process X metrics were displayed.

After reviewing the page briefly, I said, “I see they do metrics by month. You have a year’s data; are you planning to understand how they prepare their metrics and re-calculate them to see if you get the same numbers?”

Continue reading

Leave a comment

Filed under Audit, Case Files, Data Analytics, Excel

Auditor Struggles, Part 3

This is Part 3 of a Case File series that describes how real auditors tried to apply questionable methods to auditing and data profiling. See Part 1 and Part 2.

I looked at the third page of the handout and asked, “What is this?”

“A list of Active Directory (AD) groups and the user IDs in each group. I searched AD for any group containing the system name,” the junior auditor said, “and identified these 6 groups. I then downloaded all the members of these groups from AD into Excel.”

Continue reading

Leave a comment

Filed under Audit, Case Files, Data Analytics, Excel

Auditor Struggles, Part 1

Some auditors struggle with basic auditing. So when these auditors try to data analysis, well you can imagines how that goes.

I recently met with a team of auditors to give them input on what data profiling would be appropriate to perform. And what analytics might be insightful.

This is Part 1 of a 4-part Case File series that describes how real auditors tried to apply questionable methods to auditing and data profiling. Do not try these methods at home or work. Don’t even dream about them, awake or asleep.¬†

Continue reading

5 Comments

Filed under Audit, Case Files, Excel

Job Automation Quiz

automation quiz

Test how much you know about automation technologies by taking the job automation quiz at Financial Management magazine.

Continue reading

Leave a comment

Filed under Audit, Free, Security, Technology